The 5% radar — new activist & large stakes
Cross 5% of a company's voting stock and you have to tell the SEC. A 13D is the activist version — filed when the holder might push for change. A 13G is a passive large holder. An /A is an amendment: a stake moved. This is the live feed of who just crossed the line, and where.
| Form | Company | Filed by | % of class | Source |
|---|---|---|---|---|
| 13D | Stewards, Inc. | Vincent C Napolitano | 19.2% | SEC ↗ |
| 13D | Stewards, Inc. | Glen Anthony Whitefoord Steward | 35.9% | SEC ↗ |
| 13D | Stewards, Inc. | Shaun Anthony Quin | 9.6% | SEC ↗ |
| 13D/A | JE Cleantech Holdings Limited | HONG Bee Yin | 100.0% | SEC ↗ |
| 13D/A | VolitionRx Limited | Lagoda Investment Management, L.P. | 5.9% | SEC ↗ |
| 13D/A | Nephros, Inc. | Wexford Capital LP | 2.1% | SEC ↗ |
| 13D/A | TORM plc | OCM NJORD HOLDINGS S.A R.L. | 11.1% | SEC ↗ |
| 13D/A | Prospect Enhanced Yield Fund | Eliasek M Grier | 11.6% | SEC ↗ |
| 13D/A | GENCO SHIPPING & TRADING LTD | DIANA SHIPPING INC. | 4.9% | SEC ↗ |
| 13D/A | Boost Run Inc. | Sean Goodrich | 8.9% | SEC ↗ |
| 13D/A | Neostellar Capital Corp. | GAMCO INVESTORS, INC. ET AL | 6.1% | SEC ↗ |
| 13D/A | BeOne Medicines Ltd. | Baker Bros. Advisors LP | 7.8% | SEC ↗ |
| 13D/A | Hepion Pharmaceuticals, Inc. | KI Holdings Ltd. | 10.2% | SEC ↗ |
| 13D | Vulcan Infrastructure and Power Inc. | MIG REF II INFR, LLC | 8.2% | SEC ↗ |
| 13D | Dynatrace, Inc. | PICTET ASSET MANAGEMENT SA | 5.0% | SEC ↗ |
| 13D | VAIL RESORTS INC | Oasis Management Co Ltd. | 6.2% | SEC ↗ |
| 13D/A | FLOTEK INDUSTRIES, INC. | ProFrac Holding Corp. | 54.5% | SEC ↗ |
| 13D/A | CPI Card Group Inc. | Tricor Pacific Capital Inc. | 23.4% | SEC ↗ |
| 13D/A | BuzzFeed, Inc. | Allen Family Digital, LLC | 53.5% | SEC ↗ |
| 13D | JATT II Acquisition Corp. | JATT Ventures II L.P. | 23.1% | SEC ↗ |
| 13D/A | Solana Co | Daniel W. Morehead | 9.8% | SEC ↗ |
| 13D/A | Diameter Dynamic Credit Fund | Michael & Susan Dell Foundation | 55.4% | SEC ↗ |
| 13D/A | Braemar Hotels & Resorts Inc. | Al Shams Investments LTD | 9.5% | SEC ↗ |
| 13D/A | Hyperscale Data, Inc. | Ault & Company, Inc. | 63.5% | SEC ↗ |
| 13D/A | Conexeu Sciences Inc. | Jeffrey Sharpe | 5.2% | SEC ↗ |
| 13D/A | Advanced Flower Capital Inc. | Leonard M. Tannenbaum | 31.6% | SEC ↗ |
| 13D/A | Dave Inc. | Jason Wilk | 11.8% | SEC ↗ |
| 13D | Korsana Biosciences, Inc. | Venrock Healthcare Capital Partners III, L.P. | 9.9% | SEC ↗ |
| 13D/A | Boston Omaha Corporation | Magnolia Capital Fund, LP | 22.6% | SEC ↗ |
| 13D/A | Eltek Ltd | Nistec Golan Ltd. | 62.7% | SEC ↗ |